Compliance Testing Consultant
Job#: 3058735
Job Description:
Compliance Testing Consultant
Contract
3 days/week Toronto
Position Overview
We are seeking experienced Compliance Testing Consultants to support our Risk Consulting practice on a large-scale compliance monitoring and testing engagement for a financial services client.
The consultants will provide hands-on support executing a risk-based compliance testing plan, including planning and scoping reviews, interpreting regulatory requirements, assessing controls, performing testing, documenting results, identifying potential issues, and supporting final reporting.
This role is ideal for professionals with experience in second-line compliance testing, regulatory compliance, controls testing, or compliance assurance within banking or financial services.
Responsibilities
- Execute end-to-end compliance monitoring and testing engagements.
- Review applicable regulatory requirements and determine appropriate testing scope.
- Assess regulatory requirements and associated control mappings.
- Conduct walkthroughs with business, compliance, and control stakeholders.
- Develop testing procedures and perform sample-based testing.
- Review evidence and evaluate the design and effectiveness of compliance controls.
- Clearly document testing performed, results, conclusions, and potential findings.
- Discuss testing observations and potential issues with key stakeholders.
- Support the preparation of clear, concise reports for senior management.
- Coordinate with Compliance Advisory, Governance & Controls, Internal Audit, and other business and risk...
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