Associate Analyst, Operations

Where Ambition Meets Innovation

Build a career that matches all your initiative with an impressive dose of innovation. From cutting-edge resources and a collaborative environment to the freedom to make an impact and more, you’ll find the ingredients you need at LPL Financial to shape your success while helping clients pursue their financial goals.

Job Overview:

-------------

_The Associate Analyst will play a key role within the Client Reporting (Statements Communications) team, part of LPL’s Operations. This team is responsible for managing regulatory mailings including Trade Confirmations, Prospectuses, Monthly/Quarterly Statements, and Client Letters. Additional responsibilities include handling Return Mail and DBA (Doing Business As) Statement Logos. The role involves collaboration across departments to ensure accurate and timely delivery of client communications._

Responsibilities:

-----------------

· Execute daily, weekly, and monthly operational tasks such as file transmissions to vendors, data validation, and reporting.

· Perform test scripts and support User Acceptance Testing (UAT) for statement-related systems and enhancements.

· Analyze exception reports related to statement, confirmation, letter, and prospectus delivery.

· Support internal and external audit requests with accurate documentation and data.

· Review and improve departmental processes to enhance risk oversight, operational efficiency, and consistency in client communications.

What are we looking for?

------------------------

We’re looking for strong collaborators who deliver exceptional client experiences and thrive in fast-paced, ...

Lorem ipsum dolor sit amet, consectetur adipiscing elit. Sed do eiusmod tempor incididunt ut labore et dolore magna aliqua. Ut enim ad minim veniam, quis nostrud exercitation ullamco laboris nisi ut aliquip ex ea commodo consequat. Duis aute irure dolor in reprehenderit in voluptate velit esse cillum dolore eu fugiat nulla pariatur. Excepteur sint occaecat cupidatat non proident, sunt in culpa qui officia deserunt mollit anim id est laborum.

Sed ut perspiciatis unde omnis iste natus error sit voluptatem accusantium doloremque laudantium, totam rem aperiam, eaque ipsa quae ab illo inventore veritatis.